Form 4 for ACON Aclarion, Inc.

Accepted 2022-04-25 00:00:00 ET · period of report 2022-04-21 · accession 0001683168-22-002906 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-04-25	2022-04-21	ACON	Neal David K	Dir	P - Purchase	$4.35	+34.4K	34.4K	New	+$149.6K
D	2022-04-25	2022-04-21	ACON	Neal David K	Dir	P - Purchase	$0.00	+34.4K	104.7K	+49%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-04-21	P	A	34,400	$4.35	34,400	D	—	—	(F1) In connection with the Aclarion, Inc. initial public offering ("IPO"), 34,400 units were purchased on 4/21/2022 at the public offering price of $4.35 per unit. Each unit consisted of one share of common stock and one common stock warrant. Each common stock warrant has an exercise price of $4.35 per common share, and may be exercised at any time up to five years from the date of issue.
2	Derivative	Warrants for Common Stock (right to buy)	2022-04-21	P	A	34,400	$0.00	104,681	D	$4.35 · 2022-04-21 to 2027-04-21	34,400 Common Stock	(F1) In connection with the Aclarion, Inc. initial public offering ("IPO"), 34,400 units were purchased on 4/21/2022 at the public offering price of $4.35 per unit. Each unit consisted of one share of common stock and one common stock warrant. Each common stock warrant has an exercise price of $4.35 per common share, and may be exercised at any time up to five years from the date of issue.