Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2022-04-26 00:00:00 ET · period of report 2022-04-22 · accession 0001683168-22-002943 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-04-26 | 2022-04-22 | AAOI | Lin Chih-Hsiang (Thompson) | Pres, CEO, Dir | F - Tax | $0.00 | -14.1K | 671.8K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2022-04-22 | F | D | 4,571 | $0.00 | 679,349 | D | — | — | (F3) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020. |
| 2 | Common | Common Stock, $.001 par value | 2022-04-22 | F | D | 3,097 | $0.00 | 676,252 | D | — | — | (F4) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021. |
| 3 | Common | Common Stock, $.001 par value | 2022-04-22 | F | D | 1,962 | $0.00 | 683,920 | D | — | — | (F1) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019. (F2) The reporting person transferred 297,205 shares of the company's common stock to his former spouse effective March 30, 2022 pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse. |
| 4 | Common | Common Stock, $.001 par value | 2022-04-22 | F | D | 4,443 | $0.00 | 671,809 | D | — | — | (F5) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021. |