Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2022-07-26 00:00:00 ET · period of report 2022-07-22 · accession 0001683168-22-005130 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-07-26 | 2022-07-22+ | AAOI | Yeh Shu-Hua (Joshua) | *** See Remarks | F - Tax | $2.07 | -8,625 | 289.7K | -3% | -$17.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2022-07-25 | F | D | 1,903 | $2.96 | 281,444 | D | — | — | (F6) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022. |
| 2 | Common | Common Stock, $.001 par value | 2022-07-22 | F | D | 1,906 | $1.82 | 283,347 | D | — | — | (F5) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022. |
| 3 | Common | Common Stock, $.001 par value | 2022-07-22 | F | D | 1,644 | $1.82 | 285,253 | D | — | — | (F4) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021. |
| 4 | Common | Common Stock, $.001 par value | 2022-07-22 | F | D | 1,083 | $1.82 | 286,897 | D | — | — | (F3) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021. |
| 5 | Common | Common Stock, $.001 par value | 2022-07-22 | F | D | 1,673 | $1.82 | 287,980 | D | — | — | (F2) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020. |
| 6 | Common | Common Stock, $.001 par value | 2022-07-22 | F | D | 416 | $1.82 | 289,653 | D | — | — | (F1) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019. |