Form 4 for FCUV FOCUS UNIVERSAL INC.
Accepted 2022-09-02 00:00:00 ET · period of report 2022-08-17 · accession 0001683168-22-006196 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-09-02 | 2022-08-31+ | FCUV | Pope Michael Ross | Dir | S - Sale | $10.27 | -30.1K | 20.1K | -60% | -$309.7K |
| M | 2022-09-02 | 2022-08-31+ | FCUV | Pope Michael Ross | Dir | S - Sale | $10.35 | -25.9K | 15.0K | -63% | -$268.0K |
| M | 2022-09-02 | 2022-08-17 | FCUV | Pope Michael Ross | Dir | A - Grant | $4.83 | +27.4K | 27.4K | New | +$132.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-01 | S | D | 4,000 | $10.06 | 16,150 | I | — | — | |
| 2 | Common | Common Stock | 2022-09-02 | S | D | 16,150 | $10.21 | 0 | I | — | — | (F7) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.16 to $10.31, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2022-09-02 | S | D | 13,493 | $10.06 | 1,546 | D | — | — | (F8) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.95 to $10.40, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2022-08-17 | A | A | 10,968 | $3.00 | 25,645 | D See footnote | — | — | (F6) The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. |
| 5 | Common | Common Stock | 2022-08-17 | A | A | 14,677 | $5.70 | 14,677 | D See footnote | — | — | (F6) The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. |
| 6 | Common | Common Stock | 2022-08-31 | S | D | 10,000 | $10.46 | 20,150 | I | — | — | (F5) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.43 to $10.53, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 7 | Common | Common Stock | 2022-08-31 | S | D | 12,410 | $10.66 | 15,039 | D | — | — | (F4) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 8 | Common | Common Stock | 2022-08-17 | A | A | 1,804 | $8.86 | 27,449 | D See footnote | — | — | (F6) The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. |