Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.

Accepted 2022-10-26 00:00:00 ET · period of report 2022-10-24 · accession 0001683168-22-007085 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2022-10-26	2022-10-24	AAOI	Kuo David C	GC, Sec	F - Tax	$2.74	-3,717	129.3K	-3%	-$10.2K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $.001 par value	2022-10-24	F	D	1,073	$2.74	125,826	D	—	—	(F5) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
2	Common	Common Stock, $.001 par value	2022-10-24	F	D	899	$2.74	126,899	D	—	—	(F4) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
3	Common	Common Stock, $.001 par value	2022-10-24	F	D	610	$2.74	127,798	D	—	—	(F3) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
4	Common	Common Stock, $.001 par value	2022-10-24	F	D	926	$2.74	128,408	D	—	—	(F2) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
5	Common	Common Stock, $.001 par value	2022-10-24	F	D	209	$2.74	129,334	D	—	—	(F1) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.