Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2022-11-08 00:00:00 ET · period of report 2022-11-08 · accession 0001683168-22-007400 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-11-08 | 2022-11-08 | AAOI | Lin Chih-Hsiang (Thompson) | Pres, CEO, Dir | P - Purchase | $2.20 | +44.4K | 894.5K | +5% | +$97.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2022-11-08 | P | A | 44,443 | $2.20 | 894,466 | D | — | — | (F1) The shares were purchased in multiple transactions on November 8, 2022 at actual sale prices ranging from $2.13 to $2.22 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |