Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2022-11-14 00:00:00 ET · period of report 2022-11-10 · accession 0001683168-22-007712 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-11-14 | 2022-11-10 | AAOI | Chang Hung-Lun (Fred) | *** See Remarks | S - Sale | $2.15 | -50.5K | 174.8K | -22% | -$108.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2022-11-10 | S | D | 50,490 | $2.15 | 174,842 | D | — | — | (F1) The shares were sold in multiple transactions on November 10, 2022 at actual sale prices ranging from $2.09 to $2.181 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction. |