Form 4 for ACON Aclarion, Inc.
Accepted 2022-12-06 00:00:00 ET · period of report 2022-12-02 · accession 0001683168-22-008227 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-12-06 | 2022-12-02 | ACON | DIRKS MICHAEL W | Former 10% Owner | J - Other | $0.00 | -1.09M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-02 | J | D | 1,091,894 | $0.00 | 0 | D | — | — | (F2) Michael W. Dirks serves as the manager for SC Capital and may be deemed to have voting and investment power over any shares held by SC Capital. Mr. Dirks disclaims beneficial ownership of any such shares except to the extent of his pecuniary interests therein, and this report shall not be deemed an admission that Mr. Dirks is the beneficial owner of any securities held by SC Capital for purposes of Section 16 or for any other purpose. (F1) On December 5, 2022, SC Capital 1 LLC ("SC Capital") effected a pro rata distribution of the Issuer's common stock held by SC Capital to each of the members of SC Capital. |