Form 4 for TOON Kartoon Studios, Inc.
Accepted 2022-12-09 00:00:00 ET · period of report 2022-12-07 · accession 0001683168-22-008316 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-09 | 2022-12-07 | TOON | Jaffa Michael | COO, GC, Sec | M - OptEx | — | +166.7K | 333.3K | +100% | — |
| D | 2022-12-09 | 2022-12-07 | TOON | Jaffa Michael | COO, GC, Sec | M - OptEx | $0.00 | -166.7K | 166.7K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2022-12-07 | M | A | 166,666 | — | 333,332 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of GNUS common stock. |
| 2 | Derivative | Restricted Stock Units | 2022-12-07 | M | D | 166,666 | $0.00 | 166,668 | D | — · — to — | 166,666 Common Stock, par value $0.001 per share | (F1) Each restricted stock unit represents a contingent right to receive one share of GNUS common stock. (F2) On December 7, 2020, the Reporting Person was granted 500,000 restricted stock units, vesting as follows: 166,666 shares on December 7, 2021, 166,666 shares on December 7, 2022, and 166,668 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date. |