Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2022-12-15 00:00:00 ET · period of report 2022-12-13 · accession 0001683168-22-008453 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-12-15 | 2022-12-13+ | AAOI | Murry Stefan J. | CFO | S - Sale | $2.17 | -15.0K | 217.1K | -6% | -$32.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2022-12-14 | S | D | 10,651 | $2.18 | 206,430 | D | — | — | (F2) The sales were sold in multiple transactions on December 14, 2022 at actual sale prices ranging from $2.15 to $2.20 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction. |
| 2 | Common | Common Stock, $.001 par value | 2022-12-13 | S | D | 4,349 | $2.15 | 217,081 | D | — | — | (F1) The sales were sold in multiple transactions on December 13, 2022 at actual sale prices ranging from $2.15 to $2.155 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction. |