Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.

Accepted 2023-01-19 00:00:00 ET · period of report 2023-01-17 · accession 0001683168-23-000246 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-01-19	2023-01-17+	AAOI	Murry Stefan J.	CFO	S - Sale	$2.50	-4,400	205.1K	-2%	-$11.0K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $.001 par value	2023-01-18	S	D	3,100	$2.50	202,030	D	—	—	(F2) These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2022. The shares were sold in multiple transactions on January 18, 2023 at actual sale prices ranging from $2.50 to $2.53 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
2	Common	Common Stock, $.001 par value	2023-01-17	S	D	1,300	$2.51	205,130	D	—	—	(F1) These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2022. The shares were sold in multiple transactions on January 17, 2023 at actual sale prices ranging from $2.50 to $2.53 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.