Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.

Accepted 2023-01-25 00:00:00 ET · period of report 2023-01-23 · accession 0001683168-23-000327 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-01-25	2023-01-23	AAOI	Kuo David C	GC, Sec	F - Tax	$2.21	-2,691	86.5K	-3%	-$5,947

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $.001 par value	2023-01-23	F	D	154	$2.21	87,172	D	—	—	(F1) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
2	Common	Common Stock, $.001 par value	2023-01-23	F	D	775	$2.21	84,635	D	—	—	(F5) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
3	Common	Common Stock, $.001 par value	2023-01-23	F	D	651	$2.21	85,410	D	—	—	(F4) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
4	Common	Common Stock, $.001 par value	2023-01-23	F	D	442	$2.21	86,061	D	—	—	(F3) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
5	Common	Common Stock, $.001 par value	2023-01-23	F	D	669	$2.21	86,503	D	—	—	(F2) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.