Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.

Accepted 2023-01-25 00:00:00 ET · period of report 2023-01-23 · accession 0001683168-23-000328 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-01-25	2023-01-23	AAOI	Murry Stefan J.	CFO	F - Tax	$2.21	-4,571	197.5K	-2%	-$10.1K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $.001 par value	2023-01-23	F	D	1,040	$2.21	198,814	D	—	—	(F4) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
2	Common	Common Stock, $.001 par value	2023-01-23	F	D	770	$2.21	199,854	D	—	—	(F3) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
3	Common	Common Stock, $.001 par value	2023-01-23	F	D	1,134	$2.21	200,624	D	—	—	(F2) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
4	Common	Common Stock, $.001 par value	2023-01-23	F	D	272	$2.21	201,758	D	—	—	(F1) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
5	Common	Common Stock, $.001 par value	2023-01-23	F	D	1,355	$2.21	197,459	D	—	—	(F5) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.