Form 4 for EMPD Empery Digital Inc.
Accepted 2023-02-15 00:00:00 ET · period of report 2023-02-13 · accession 0001683168-23-000928 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-15 | 2023-02-13 | EMPD | Endo Greg | CFO | M - OptEx | $1.00 | +25.0K | 33.6K | +292% | +$25.0K |
| D | 2023-02-15 | 2023-02-13 | EMPD | Endo Greg | CFO | M - OptEx | $0.00 | -25.0K | 287.5K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-13 | M | A | 25,000 | $1.00 | 33,563 | D | — | — | (F1) The Common Stock was received by the Reporting Person through the exercise of vested stock options pursuant to the Volcon, Inc. 2021 Stock Plan. |
| 2 | Derivative | Stock Option (right to buy) | 2023-02-13 | M | D | 25,000 | $0.00 | 287,500 | D | $1.00 · — to 2031-06-07 | 25,000 Common Stock | (F2) Stock options to purchase a total of 312,500 shares of Common Stock were granted to the Reporting Person and vest in three equal installments on each of the succeeding three anniversary dates of the issuance date, which was June 7, 2021, subject to the grantee's continued service as the Company's Chief Financial Officer on each vesting date. |