Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-17 · accession 0001683168-23-001065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-21 | 2023-02-17 | AAOI | Murry Stefan J. | CFO | S - Sale | $2.96 | -3,000 | 189.9K | -2% | -$8,880 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2023-02-17 | S | D | 3,000 | $2.96 | 189,859 | D | — | — | (F1) These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2022. The shares were sold in multiple transactions on February 17, 2023 at actual sale prices ranging from $2.93 to $3.00 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction. |