Form 4 for LTRX LANTRONIX INC
Accepted 2023-03-02 00:00:00 ET · period of report 2023-03-01 · accession 0001683168-23-001247 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-02 | 2023-03-01 | LTRX | Holliday Roger | VP of Worldwide Sales | M - OptEx | $0.00 | +3,125 | 121.4K | +3% | $0 |
| D | 2023-03-02 | 2023-03-01 | LTRX | Holliday Roger | VP of Worldwide Sales | F - Tax | $5.09 | -1,274 | 120.1K | -1% | -$6,485 |
| D | 2023-03-02 | 2023-03-01 | LTRX | Holliday Roger | VP of Worldwide Sales | M - OptEx | $0.00 | -3,125 | 12.5K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | M | A | 3,125 | $0.00 | 121,404 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 1,274 | $5.09 | 120,130 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 3,125 | $0.00 | 12,500 | D | — · — to — | 3,125 Common Stock | (F1) Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. |