Form 4 for POCI PRECISION OPTICS CORPORATION, INC.
Accepted 2023-04-14 00:00:00 ET · period of report 2022-05-31 · accession 0001683168-23-002415 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-04-14 | 2022-05-31+ | POCI | Anania Peter V. | Dir | J - Other | $0.00 | -551.4K | 0 | -100% | $0 |
| 2023-04-14 | 2022-09-16 | POCI | Anania Peter V. | Dir | J - Other | $0.00 | +196.8K | 196.8K | New | $0 | |
| I | 2023-04-14 | 2022-11-30 | POCI | Anania Peter V. | Dir | P - Purchase | $6.00 | +332 | 8,950 | +4% | +$1,992 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-07 | J | A | 8,618 | $0.00 | 8,618 | I By spouse | — | — | (F1) The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022. |
| 2 | Common | Common Stock | 2022-09-16 | J | A | 196,821 | $0.00 | 196,821 | D By spouse | — | — | (F1) The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022. |
| 3 | Common | Common Stock | 2022-11-30 | P | A | 332 | $6.00 | 8,950 | I | — | — | (F1) The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022. |
| 4 | Common | Common Stock | 2022-09-07 | J | D | 327,133 | $0.00 | 0 | I By Anania & Associates Investment Company, LLC | — | — | (F1) The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022. |
| 5 | Common | Common Stock | 2022-05-31 | J | A | 232,915 | $0.00 | 232,915 | I By Anania & Associates | — | — | (F1) The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022. |
| 6 | Common | Common Stock | 2022-05-31 | J | D | 232,915 | $0.00 | 327,133 | I By Anania & Associates Investment Company, LLC | — | — | (F1) The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022. |
| 7 | Common | Common Stock | 2022-09-16 | J | D | 232,915 | $0.00 | 0 | I By Anania & Associates | — | — | (F1) The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022. |