Form 4 for CPSS CONSUMER PORTFOLIO SERVICES, INC.
Accepted 2023-05-04 00:00:00 ET · period of report 2023-05-02 · accession 0001683168-23-002952 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-04 | 2023-05-02 | CPSS | Harton John Patrick | Sr. VP | M - OptEx | $4.98 | +90.0K | 239.4K | +60% | +$447.9K |
| DM | 2023-05-04 | 2023-05-02 | CPSS | Harton John Patrick | Sr. VP | F - Tax | $10.62 | -49.2K | 216.8K | -18% | -$522.4K |
| DM | 2023-05-04 | 2023-05-02 | CPSS | Harton John Patrick | Sr. VP | M - OptEx | — | -90.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, no par value | 2023-05-02 | M | A | 60,000 | $3.48 | 276,834 | D | — | — | |
| 2 | Common | Common Stock, no par value | 2023-05-02 | M | A | 30,000 | $7.97 | 239,384 | D | — | — | |
| 3 | Common | Common Stock, no par value | 2023-05-02 | F | D | 26,637 | $10.62 | 250,197 | D | — | — | |
| 4 | Common | Common Stock, no par value | 2023-05-02 | F | D | 22,550 | $10.62 | 216,834 | D | — | — | |
| 5 | Derivative | Stock Option (right to buy) | 2023-05-02 | M | D | 60,000 | — | 0 | D | $3.48 · — to 2023-05-12 | 60,000 Common Stock, No Par Value | (F4) Issued in consideration of the named person's services to the issuer. (F5) Became exercisable in cumulative increments of 15,000 shares on May 12, 2017, 2018, 2019, and 2020. |
| 6 | Derivative | Stock Option (right to buy) | 2023-05-02 | M | D | 30,000 | — | 0 | D | $7.97 · — to 2023-05-07 | 30,000 Common Stock, No Par Value | (F4) Issued in consideration of the named person's services to the issuer. (F3) Became exercisable in cumulative increments of 6,000 shares on May 7, 2014, 2015, 2016, 2017, and 2018. |