Form 4 for CPSS CONSUMER PORTFOLIO SERVICES, INC.
Accepted 2023-05-05 00:00:00 ET · period of report 2023-05-03 · accession 0001683168-23-002968 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-05 | 2023-05-03 | CPSS | Straten Laurie | Exec. VP | M - OptEx | $6.17 | +150.0K | 212.1K | +242% | +$926.1K |
| DM | 2023-05-05 | 2023-05-03 | CPSS | Straten Laurie | Exec. VP | F - Tax | $10.10 | -91.7K | 180.4K | -34% | -$926.1K |
| DM | 2023-05-05 | 2023-05-03 | CPSS | Straten Laurie | Exec. VP | M - OptEx | — | -150.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, no par value | 2023-05-03 | M | A | 60,000 | $3.48 | 201,036 | D | — | — | |
| 2 | Common | Common Stock, no par value | 2023-05-03 | F | D | 71,020 | $10.10 | 141,036 | D | — | — | |
| 3 | Common | Common Stock, no par value | 2023-05-03 | M | A | 90,000 | $7.97 | 212,056 | D | — | — | |
| 4 | Common | Common Stock, no par value | 2023-05-03 | F | D | 20,674 | $10.10 | 180,362 | D | — | — | |
| 5 | Derivative | Stock Option (right to buy) | 2023-05-03 | M | D | 60,000 | — | 0 | D | $3.48 · — to 2023-05-12 | 60,000 Common Stock, No Par Value | (F4) Issued in consideration of the named person's services to the issuer. (F5) Became exercisable in cumulative increments of 15,000 shares on May 12, 2017, 2018, 2019, and 2020. |
| 6 | Derivative | Stock Option (right to buy) | 2023-05-03 | M | D | 90,000 | — | 0 | D | $7.97 · — to 2023-05-07 | 90,000 Common Stock, No Par Value | (F4) Issued in consideration of the named person's services to the issuer. (F3) Became exercisable in cumulative increments of 18,000 shares on May 7, 2014, 2015, 2016, 2017, and 2018. |