Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2023-06-28 00:00:00 ET · period of report 2023-06-26 · accession 0001683168-23-004462 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-06-28 | 2023-06-26 | AAOI | Yeh William H | Dir | A - Grant | $0.00 | +40.9K | 199.3K | +26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2023-06-26 | A | A | 40,925 | $0.00 | 199,255 | D | — | — | (F1) These shares are granted in the form of Restricted Stock Units (RSUs) under the 2023 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month with the first vesting on July 8, 2023, until all shares have vested. |