Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2023-06-28 00:00:00 ET · period of report 2023-06-26 · accession 0001683168-23-004463 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-06-28 | 2023-06-26 | AAOI | Chen Min-Chu (Mike) | Dir | A - Grant | $0.00 | +40.9K | 158.4K | +35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2023-06-26 | A | A | 40,925 | $0.00 | 158,361 | D | — | — | (F1) These shares are granted in the form of Restricted Stock Units (RSUs) under the 2023 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month with the first vesting on July 8, 2023, until all shares have vested. (F2) 1,914 shares are jointly held as community property under the name of the reporting person's spouse. |