Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2023-06-28 00:00:00 ET · period of report 2023-06-26 · accession 0001683168-23-004468 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-06-28 | 2023-06-26 | AAOI | Yeh Shu-Hua (Joshua) | *** See Remarks | A - Grant | $0.00 | +96.1K | 357.8K | +37% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2023-06-26 | A | A | 96,085 | $0.00 | 357,801 | D | — | — | (F1) The Restricted Stock Units (RSUs) were granted under the Company's Amended 2021 Equity Incentive Plan, one-sixteen of the RSUs vest every three months commencing on January 21, 2023. |