Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2023-08-10 00:00:00 ET · period of report 2023-08-09 · accession 0001683168-23-005477 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-08-10 | 2023-08-09 | AAOI | Yeh Shu-Hua (Joshua) | *** See Remarks | S - Sale | $12.10 | -45.0K | 301.4K | -13% | -$544.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2023-08-09 | S | D | 45,000 | $12.10 | 301,404 | D | — | — | (F1) The shares were sold in multiple transactions on August 9, 2023 at actual sale prices ranging from $12.00 to $12.35 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction. |