Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2023-08-18 00:00:00 ET · period of report 2023-08-17 · accession 0001683168-23-005897 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-08-18 | 2023-08-17+ | AAOI | Lin Chih-Hsiang (Thompson) | Pres, CEO, Dir | P - Purchase | $12.38 | +20.0K | 1.20M | +2% | +$247.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2023-08-18 | P | A | 14,438 | $12.36 | 1,217,335 | D | — | — | (F2) These shares were purchased in multiple transactions on August 18, 2023 at actual sales prices ranging from $12.23 to $12.47 per share. The price reported reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock, $.001 par value | 2023-08-17 | P | A | 5,562 | $12.42 | 1,202,897 | D | — | — | (F1) These shares were purchased in multiple transactions on August 17, 2023 at actual sales prices ranging from $12.36 to $12.45 per share. The price reported reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |