Form 4 for LWAY Lifeway Foods, Inc.
Accepted 2023-09-05 00:00:00 ET · period of report 2023-08-31 · accession 0001683168-23-006252 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-05 | 2023-08-31 | LWAY | Hanson Eric A | CFO | F - Tax | $10.75 | -892 | 52.3K | -2% | -$9,589 |
| D | 2023-09-05 | 2023-08-31 | LWAY | Hanson Eric A | CFO | M - OptEx | $0.00 | +2,489 | 53.2K | +5% | $0 |
| D | 2023-09-05 | 2023-08-31 | LWAY | Hanson Eric A | CFO | M - OptEx | $0.00 | -2,489 | 4,977 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, no par value | 2023-08-31 | F | D | 892 | $10.75 | 52,297 | D | — | — | (F2) No stock was sold. Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. (F1) Includes a time-based restricted stock award of which 6,319 will vest on April 20, 2024, contingent on the Reporting Person's continued service on the vesting date. |
| 2 | Common | Common Stock, no par value | 2023-08-31 | M | A | 2,489 | $0.00 | 53,189 | D | — | — | (F1) Includes a time-based restricted stock award of which 6,319 will vest on April 20, 2024, contingent on the Reporting Person's continued service on the vesting date. |
| 3 | Derivative | Restricted Stock Units | 2023-08-31 | M | D | 2,489 | $0.00 | 4,977 | D | — · — to — | 2,489 Common Stock | (F4) Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,489 will vest on August 31, 2024 and 2,488 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date. |