Form 4 for LWAY Lifeway Foods, Inc.
Accepted 2023-09-05 00:00:00 ET · period of report 2023-08-23 · accession 0001683168-23-006284 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-05 | 2023-08-31 | LWAY | SIKAR POL | Dir | M - OptEx | $0.00 | +1,600 | 33.7K | +5% | $0 |
| D | 2023-09-05 | 2023-08-23 | LWAY | SIKAR POL | Dir | G - Gift | $0.00 | -2,500 | 32.1K | -7% | $0 |
| D | 2023-09-05 | 2023-08-31 | LWAY | SIKAR POL | Dir | A - Grant | $0.00 | +4,652 | 4,652 | New | $0 |
| D | 2023-09-05 | 2023-08-31 | LWAY | SIKAR POL | Dir | M - OptEx | $0.00 | -1,600 | 3,200 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, no par value | 2023-08-31 | M | A | 1,600 | $0.00 | 33,707 | D | — | — | |
| 2 | Common | Common Stock, no par value | 2023-08-23 | G | D | 2,500 | $0.00 | 32,107 | D | — | — | (F1) Includes 1,758 time-based restricted stock awards all of which will vest on August 12, 2024, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. |
| 3 | Derivative | Restricted Stock Units | 2023-08-31 | A | A | 4,652 | $0.00 | 4,652 | D | — · — to — | 4,652 Common Stock | (F3) Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. |
| 4 | Derivative | Restricted Stock Units | 2023-08-31 | M | D | 1,600 | $0.00 | 3,200 | D | — · — to — | 1,600 Common Stock | (F2) Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such RSUs, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. |