Form 4 for ATOM Atomera Inc
Accepted 2023-09-18 00:00:00 ET · period of report 2023-09-15 · accession 0001683168-23-006522 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-18 | 2023-09-15 | ATOM | Mears Robert J | CTO | S - Sale+OE | $5.75 | -13.3K | 123.1K | -10% | -$76.5K |
| D | 2023-09-18 | 2023-09-15 | ATOM | Mears Robert J | CTO | M - OptEx | $3.90 | +10.0K | 133.1K | +8% | +$39.0K |
| D | 2023-09-18 | 2023-09-15 | ATOM | Mears Robert J | CTO | M - OptEx | $0.00 | -10.0K | 26.9K | -27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-15 | S | D | 3,304 | $5.75 | 119,836 | D | — | — | (F1) This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person |
| 2 | Common | Common Stock | 2023-09-15 | M | A | 10,000 | $3.90 | 133,140 | D | — | — | (F1) This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person |
| 3 | Common | Common Stock | 2023-09-15 | S | D | 10,000 | $5.75 | 123,140 | D | — | — | (F1) This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person |
| 4 | Derivative | Stock Option (right to buy) | 2023-09-15 | M | D | 10,000 | $0.00 | 26,923 | D | $3.90 · 2021-06-01 to 2029-02-27 | 10,000 Common Stock | (F1) This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person |