Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.

Accepted 2023-10-25 00:00:00 ET · period of report 2023-10-23 · accession 0001683168-23-007405 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-10-25	2023-10-23	AAOI	Chang Hung-Lun (Fred)	*** See Remarks	F - Tax	$6.91	-5,473	218.2K	-2%	-$37.8K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $.001 par value	2023-10-23	F	D	944	$6.91	220,910	D	—	—	(F1) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
2	Common	Common Stock, $.001 par value	2023-10-23	F	D	647	$6.91	220,263	D	—	—	(F2) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
3	Common	Common Stock, $.001 par value	2023-10-23	F	D	955	$6.91	219,308	D	—	—	(F2) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
4	Common	Common Stock, $.001 par value	2023-10-23	F	D	1,787	$6.91	216,381	D	—	—	(F4) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
5	Common	Common Stock, $.001 par value	2023-10-23	F	D	1,140	$6.91	218,168	D	—	—	(F3) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.