Form 4 for LTRX LANTRONIX INC
Accepted 2023-11-09 00:00:00 ET · period of report 2023-11-07 · accession 0001683168-23-007824 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-09 | 2023-11-08 | LTRX | Hoang Phu | Dir | M - OptEx | $0.00 | +6,455 | 12.9K | +100% | $0 |
| D | 2023-11-09 | 2023-11-07 | LTRX | Hoang Phu | Dir | A - Grant | $0.00 | +17.0K | 17.0K | New | $0 |
| D | 2023-11-09 | 2023-11-08 | LTRX | Hoang Phu | Dir | M - OptEx | $0.00 | -6,455 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-08 | M | A | 6,455 | $0.00 | 12,909 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2023-11-07 | A | A | 16,968 | $0.00 | 16,968 | D | — · — to — | 16,968 Common Stock | (F2) RSUs convert into common stock on a one-for-one basis. (F3) The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. |
| 3 | Derivative | Restricted Stock Units | 2023-11-08 | M | D | 6,455 | $0.00 | 0 | D | — · — to — | 6,455 Common Stock | (F2) RSUs convert into common stock on a one-for-one basis. (F3) The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. |