Form 4 for VIVK Vivakor, Inc.
Accepted 2023-11-14 00:00:00 ET · period of report 2023-11-10 · accession 0001683168-23-008151 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-14 | 2023-11-10 | VIVK | Ballengee James H. | CEO, Dir, 10% | J - Other | $1.08 | +923.7K | 1.02M | +924% | +$997.6K | |
| I | 2023-11-14 | 2023-11-10 | VIVK | Ballengee James H. | CEO, Dir, 10% | J - Other | $1.42 | +7.04M | 10.05M | +234% | +$10.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 | 2023-11-10 | J | A | 923,672 | $1.08 | 1,023,672 | D | — | — | |
| 2 | Common | Common Stock, par value $0.001 | 2023-11-10 | J | A | 7,042,254 | $1.42 | 10,051,806 | I See Footnote | — | — | (F3) Mr. Ballengee has beneficial ownership of shares owned by Jorgan Development, LLC (10,021,710 shares) and JBAH Holdings, LLC (30,096 shares). |