Form 4 for ATOM Atomera Inc
Accepted 2023-12-05 00:00:00 ET · period of report 2023-12-01 · accession 0001683168-23-008635 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-05 | 2023-12-01+ | ATOM | Mears Robert J | CTO | S - Sale+OE | $6.85 | -8,915 | 117.1K | -7% | -$61.1K |
| D | 2023-12-05 | 2023-12-01 | ATOM | Mears Robert J | CTO | M - OptEx | $3.90 | +2,882 | 119.9K | +2% | +$11.2K |
| D | 2023-12-05 | 2023-12-01 | ATOM | Mears Robert J | CTO | M - OptEx | $0.00 | -2,882 | 24.0K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-04 | S | D | 3,251 | $7.16 | 113,803 | D | — | — | (F2) This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person. |
| 2 | Common | Common Stock | 2023-12-01 | M | A | 2,882 | $3.90 | 119,936 | D | — | — | (F2) This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person. |
| 3 | Common | Common Stock | 2023-12-01 | S | D | 773 | $6.67 | 117,054 | D | — | — | (F1) Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. |
| 4 | Common | Common Stock | 2023-12-01 | S | D | 1,447 | $6.67 | 117,827 | D | — | — | (F1) Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. |
| 5 | Common | Common Stock | 2023-12-01 | S | D | 381 | $6.67 | 119,274 | D | — | — | |
| 6 | Common | Common Stock | 2023-12-01 | S | D | 181 | $6.67 | 119,655 | D | — | — | (F1) Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. |
| 7 | Common | Common Stock | 2023-12-01 | S | D | 2,882 | $6.67 | 117,054 | D | — | — | (F2) This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person. |
| 8 | Derivative | Stock Option (right to buy) | 2023-12-01 | M | D | 2,882 | $0.00 | 24,041 | D | $3.90 · 2021-12-01 to 2029-02-27 | 2,882 Common Stock | (F2) This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person. |