Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2023-12-18 00:00:00 ET · period of report 2023-12-14 · accession 0001683168-23-008934 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-12-18 | 2023-12-14+ | AAOI | Yeh Shu-Hua (Joshua) | *** See Remarks | S - Sale | $22.39 | -42.8K | 251.3K | -15% | -$958.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2023-12-14 | S | D | 42,779 | $22.39 | 251,351 | D | — | — | (F1) These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023. The shares were sold in multiple transactions on December 14, 2023 at actual sale prices ranging from $22 to $22.94 per share. The price reported reflects the weighted average sale price for the transaction. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction. |
| 2 | Common | Common Stock, $.001 par value | 2023-12-15 | S | D | 20 | $23.71 | 251,331 | D | — | — | (F2) These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023. |