Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2024-01-24 00:00:00 ET · period of report 2024-01-22 · accession 0001683168-24-000423 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-01-24 | 2024-01-22 | AAOI | Kuo David C | *** See Remarks | F - Tax | $15.81 | -5,980 | 121.5K | -5% | -$94.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2024-01-22 | F | D | 1,027 | $15.81 | 123,162 | D | — | — | (F1) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020. |
| 2 | Common | Common Stock, $.001 par value | 2024-01-22 | F | D | 675 | $15.81 | 122,487 | D | — | — | (F2) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021. |
| 3 | Common | Common Stock, $.001 par value | 2024-01-22 | F | D | 2,088 | $15.81 | 118,209 | D | — | — | (F4) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023. |
| 4 | Common | Common Stock, $.001 par value | 2024-01-22 | F | D | 1,192 | $15.81 | 120,297 | D | — | — | (F3) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022. |
| 5 | Common | Common Stock, $.001 par value | 2024-01-22 | F | D | 998 | $15.81 | 121,489 | D | — | — | (F2) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021. |