Form 4 for AUUD AUDDIA INC.
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-16 · accession 0001683168-24-001079 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-20 | 2024-02-16 | AUUD | Thramann Jeffrey John | Executive COB, Dir, 10% | F - Tax | $0.23 | -30.2K | 1.95M | -2% | -$6,943 |
| D | 2024-02-20 | 2024-02-16 | AUUD | Thramann Jeffrey John | Executive COB, Dir, 10% | M - OptEx | — | +87.5K | 1.98M | +5% | — |
| DM | 2024-02-20 | 2024-02-16 | AUUD | Thramann Jeffrey John | Executive COB, Dir, 10% | M - OptEx | $0.00 | -87.5K | 50.0K | -64% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-16 | F | D | 30,188 | $0.23 | 1,945,895 | D | — | — | (F2) Reflects shares withheld by the Issuer to satisfy tax withholding obligations. |
| 2 | Common | Common Stock | 2024-02-16 | M | A | 87,500 | — | 1,976,083 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of AUUD common stock. |
| 3 | Derivative | Restricted Stock Units | 2024-02-16 | M | D | 37,500 | $0.00 | 0 | D | — · — to — | 37,500 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of AUUD common stock. (F3) On August 11, 2021, the reporting person was granted 150,000 restricted stock units, vesting 50% on February 16, 2022 and 25% vesting on February 16, 2023 and February 16,2024. |
| 4 | Derivative | Restricted Stock Units | 2024-02-16 | M | D | 50,000 | $0.00 | 50,000 | D | — · — to — | 50,000 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of AUUD common stock. (F4) On February 16, 2022, the reporting person was granted 150,000 restricted stock units, vesting in three equal installments on February 16, 2023, 2024 and 2025. |