Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2024-03-18 00:00:00 ET · period of report 2024-03-18 · accession 0001683168-24-001527 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-03-18 | 2024-03-18 | AAOI | Lin Chih-Hsiang (Thompson) | Pres, CEO, Dir | P - Purchase | $12.66 | +11.8K | 1.22M | +1.0% | +$149.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2024-03-18 | P | A | 11,780 | $12.66 | 1,218,160 | D | — | — | (F1) These shares were purchased in multiple transactions on March 18, 2024 at actual sales prices ranging from $12.61 to $12.85 per share. The price reported reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |