Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2024-07-24 00:00:00 ET · period of report 2024-07-22 · accession 0001683168-24-005044 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-07-24 | 2024-07-22 | AAOI | Yeh Shu-Hua (Joshua) | *** See Remarks | F - Tax | $9.68 | -7,778 | 273.1K | -3% | -$75.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2024-07-22 | F | D | 1,637 | $9.68 | 278,174 | D | — | — | (F1) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021. |
| 2 | Common | Common Stock, $.001 par value | 2024-07-22 | F | D | 1,077 | $9.68 | 279,811 | D | — | — | (F1) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021. |
| 3 | Common | Common Stock, $.001 par value | 2024-07-22 | F | D | 1,899 | $9.68 | 276,275 | D | — | — | (F2) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022. |
| 4 | Common | Common Stock, $.001 par value | 2024-07-22 | F | D | 2,554 | $9.68 | 273,721 | D | — | — | (F3) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023. |
| 5 | Common | Common Stock, $.001 par value | 2024-07-22 | F | D | 611 | $9.68 | 273,110 | D | — | — | (F4) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024. |