Form 4 for UMAC Unusual Machines, Inc.

Accepted 2024-10-31 00:00:00 ET · period of report 2024-10-30 · accession 0001683168-24-007511 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2024-10-31	2024-10-30	UMAC	Evans Allan Thomas	CEO, Dir	P - Purchase	$1.52	+65.8K	90.8K	+263%	+$100.0K
D	2024-10-31	2024-10-30	UMAC	Evans Allan Thomas	CEO, Dir	P - Purchase	$1.52	+65.8K	65.8K	New	+$100.0K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-10-30	P	A	65,789	$1.52	90,789	D	—	—	(F1) On October 29, 2024, the Issuer and the Reporting Person entered into a Securities Purchase Agreement (the "SPA"), pursuant to which the Reporting Person purchased 65,789 units, each unit consisting of one share of common stock and one warrant, from the Issuer in a private placement in reliance upon the exemption from registration contained in Section 4(a)(2) of the Securities Act of 1933 and Rule 506 promulgated thereunder. The transaction contemplated by the SPA closed on October 30, 2024 (the "Closing Date").
2	Derivative	Warrants	2024-10-30	P	A	65,789	$1.52	65,789	D	$1.99 · 2025-04-29 to 2030-04-30	65,789 Common Stock	(F3) The warrants may not be exercised for 180 days after the Closing Date, so the Reporting Person is not deemed to be the beneficial owner of the underlying shares of common stock. The warrants contain beneficial ownership limitations preventing the Reporting Person from owning in excess of 4.99% or 9.99% of outstanding shares of common stock at any given time and, subject to shareholder approval, 19.99% of all current outstanding common stock currently outstanding or such lesser percentage required by the NYSE American without first obtaining stockholder approval in accordance with the NYSE American rules.