Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.

Accepted 2024-11-18 00:00:00 ET · period of report 2024-11-14 · accession 0001683168-24-008224 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2024-11-18	2024-11-14+	AAOI	Kuo David C	*** See Remarks	S - Sale	$28.96	-13.7K	98.1K	-12%	-$397.7K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $.001 par value	2024-11-14	S	D	11,300	$28.97	100,555	D	—	—	(F1) These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2023. The shares were sold in multiple transactions at actual sale prices ranging from $28.88 to $29.115 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction.
2	Common	Common Stock, $.001 par value	2024-11-18	S	D	2,433	$28.89	98,122	D	—	—	(F2) These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2023. The shares were sold in multiple transactions at actual sale prices ranging from $28.88 to $28.91 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction.