Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2025-01-23 00:00:00 ET · period of report 2025-01-22 · accession 0001683168-25-000498 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-01-23 | 2025-01-22 | AAOI | Kuo David C | *** See Remarks | F - Tax | $30.15 | -5,056 | 93.1K | -5% | -$152.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2025-01-22 | F | D | 623 | $30.15 | 97,499 | D | — | — | (F1) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021. |
| 2 | Common | Common Stock, $.001 par value | 2025-01-22 | F | D | 921 | $30.15 | 96,578 | D | — | — | (F1) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021. |
| 3 | Common | Common Stock, $.001 par value | 2025-01-22 | F | D | 1,099 | $30.15 | 95,479 | D | — | — | (F2) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022. |
| 4 | Common | Common Stock, $.001 par value | 2025-01-22 | F | D | 1,926 | $30.15 | 93,553 | D | — | — | (F3) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023. |
| 5 | Common | Common Stock, $.001 par value | 2025-01-22 | F | D | 487 | $30.15 | 93,066 | D | — | — | (F4) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024. |