Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2025-01-23 00:00:00 ET · period of report 2025-01-21 · accession 0001683168-25-000499 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-01-23 | 2025-01-22 | AAOI | Murry Stefan J. | CFO | F - Tax | $30.15 | -8,250 | 205.3K | -4% | -$248.7K |
| 2025-01-23 | 2025-01-21 | AAOI | Murry Stefan J. | CFO | S - Sale | $35.17 | -2,298 | 209.8K | -1% | -$80.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2025-01-22 | F | D | 3,064 | $30.15 | 202,282 | D | — | — | (F4) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023. |
| 2 | Common | Common Stock, $.001 par value | 2025-01-22 | F | D | 701 | $30.15 | 201,581 | D | — | — | (F5) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024. |
| 3 | Common | Common Stock, $.001 par value | 2025-01-21 | S | D | 2,298 | $35.17 | 209,831 | D | — | — | (F1) These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 18, 2024. The shares were sold in multiple transactions at actual sale prices ranging from $35 to $35.34 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction. |
| 4 | Common | Common Stock, $.001 par value | 2025-01-22 | F | D | 1,089 | $30.15 | 208,742 | D | — | — | (F2) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021. |
| 5 | Common | Common Stock, $.001 par value | 2025-01-22 | F | D | 1,474 | $30.15 | 207,268 | D | — | — | (F2) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021. |
| 6 | Common | Common Stock, $.001 par value | 2025-01-22 | F | D | 1,922 | $30.15 | 205,346 | D | — | — | (F3) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022. |