Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2025-05-13 00:00:00 ET · period of report 2025-05-09 · accession 0001683168-25-003499 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-05-13 | 2025-05-09 | AAOI | Chang Hung-Lun (Fred) | *** See Remarks | A - Grant | $0.00 | +142.9K | 357.2K | +67% | $0 | |
| 2025-05-13 | 2025-05-13 | AAOI | Chang Hung-Lun (Fred) | *** See Remarks | F - Tax | $14.76 | -54.5K | 302.7K | -15% | -$804.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2025-05-09 | A | A | 142,857 | $0.00 | 357,195 | D | — | — | (F1) Consists of shares earned in settlement of performance vesting restricted stock units for the 2022-2025 performance period that were earned and settled with respect to maximum performance. |
| 2 | Common | Common Stock, $.001 par value | 2025-05-13 | F | D | 54,516 | $14.76 | 302,679 | D | — | — | (F2) Consists of shares withheld to satisfy applicable tax withholding obligations. |