Form 4 for EMPD Empery Digital Inc.
Accepted 2025-07-30 00:00:00 ET · period of report 2025-07-17 · accession 0001683168-25-005532 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-07-30 | 2025-07-21 | EMPD | Director Brett S | VP of Legal | A - Grant | $10.00 | +10.0K | 10.0K | New | +$100.0K |
| D | 2025-07-30 | 2025-07-17 | EMPD | Director Brett S | VP of Legal | A - Grant | — | +298.8K | 298.8K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-07-21 | A | A | 10,000 | $10.00 | 10,000 | D | — | — | (F1) The shares of common stock were purchased by the Reporting Person in the Issuer's recently announced private placement with certain accredited and institutional investors, which closed on July 21, 2025. |
| 2 | Derivative | Stock options (right to buy) | 2025-07-17 | A | A | 298,802 | — | 298,802 | D | $10.00 · — to 2035-07-17 | 298,802 Common Stock | (F3) The non-qualified stock options were issued by the Issuer pursuant to an inducement award agreement as a material inducement to the Reporting Person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c) on July 17, 2025. (F2) The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. |