Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2025-08-14 00:00:00 ET · period of report 2025-08-12 · accession 0001683168-25-006190 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-14 | 2025-08-13 | AAOI | Lin Chih-Hsiang (Thompson) | Pres, CEO, Dir | P - Purchase | $22.53 | +8,850 | 1.65M | +0.5% | +$199.4K | |
| MI | 2025-08-14 | 2025-08-12+ | AAOI | Lin Chih-Hsiang (Thompson) | Pres, CEO, Dir | P - Purchase | $22.98 | +9,750 | 1.64M | +0.6% | +$224.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2025-08-13 | P | A | 8,850 | $22.53 | 1,652,165 | D by 401(k) | — | — | (F2) These shares were purchased in multiple transactions on August 13, 2025 at prices ranging from $22.13 to $22.99 per share. The price reported reflects the weighted average purchase prices for the transactions. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| 2 | Common | Common Stock, $.001 par value | 2025-08-13 | P | A | 3,250 | $22.65 | 1,655,415 | I | — | — | (F3) These shares were purchased through 401(k) in multiple transaction on August 13, 2025 at prices ranging from $22.15 to $23.27 per share. The price reported reflects the weighted average purchase prices for the transactions. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| 3 | Common | Common Stock, $.001 par value | 2025-08-12 | P | A | 6,500 | $23.14 | 1,643,315 | I by 401(k) | — | — | (F1) These shares were purchased through 401(k) in multiple transactions on August 12, 2025 at prices ranging from $22.80 to $23.40 per share. The price reported reflects the weighted average purchase prices for the transactions. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |