Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2025-08-15 00:00:00 ET · period of report 2025-08-14 · accession 0001683168-25-006248 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2025-08-15 | 2025-08-14 | AAOI | Lin Chih-Hsiang (Thompson) | Pres, CEO, Dir | P - Purchase | $21.62 | +5,750 | 1.66M | +0.3% | +$124.3K |
| M | 2025-08-15 | 2025-08-14 | AAOI | Lin Chih-Hsiang (Thompson) | Pres, CEO, Dir | P - Purchase | $21.39 | +2,325 | 1.66M | +0.1% | +$49.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2025-08-14 | P | A | 5,750 | $21.62 | 1,661,165 | I By 401(k) | — | — | (F1) These shares were purchased through 401(k) in multiple transactions on August 14, 2025 at prices ranging from $20.75 to $22.90 per share. The price reported reflects the weighted average purchase prices for the transactions. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| 2 | Common | Common Stock, $.001 par value | 2025-08-14 | P | A | 1,405 | $21.26 | 1,662,570 | D | — | — | (F2) These shares were purchased in multiple transactions on August 14, 2025 at prices ranging from $21.11 to $21.40 per share. The price reported reflects the weighted average purchase prices for the transactions. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| 3 | Common | Common Stock, $.001 par value | 2025-08-14 | P | A | 920 | $21.60 | 1,663,490 | D | — | — | (F3) These shares were purchased in multiple transactions on August 14, 2025 at prices ranging from $21.54 to $21.65 per share. The price reported reflects the weighted average purchase prices for the transactions. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |