Form 4 for FCUV FOCUS UNIVERSAL INC.
Accepted 2025-11-24 00:00:00 ET · period of report 2025-01-13 · accession 0001683168-25-008658 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-24 | 2025-11-17 | FCUV | Lee Edward Shihai | Dir, 10% | C - Cnv Deriv | $3.63 | +550.0K | 1.03M | +114% | +$2.00M |
| DI | 2025-11-24 | 2025-01-13 | FCUV | Lee Edward Shihai | Dir, 10% | J - Other | $5.95 | -360.0K | 364.0K | -50% | -$2.14M |
| D | 2025-11-24 | 2025-10-20 | FCUV | Lee Edward Shihai | Dir, 10% | P - Purchase | $4.00 | +500.0K | 500.0K | New | +$2.00M |
| D | 2025-11-24 | 2025-11-17 | FCUV | Lee Edward Shihai | Dir, 10% | C - Cnv Deriv | $4.00 | -500.0K | 0 | -100% | -$2.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-17 | C | A | 550,000 | $3.63 | 1,031,830 | D | — | — | |
| 2 | Common | Common Stock | 2025-01-13 | J | D | 360,000 | $5.95 | 364,000 | I By the Lee-Gu Private Foundation. | — | — | |
| 3 | Derivative | Series A Convertible Preferred Stock | 2025-10-20 | P | A | 500,000 | $4.00 | 500,000 | D | $3.63 · — to — | 550,000 Common Stock | (F1) Not applicable |
| 4 | Derivative | Series A Convertible Preferred Stock | 2025-11-17 | C | D | 500,000 | $4.00 | 0 | D | $3.63 · — to — | 550,000 Common Stock | (F1) Not applicable |