Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2025-12-12 00:00:00 ET · period of report 2025-12-10 · accession 0001683168-25-009101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-12-12 | 2025-12-10 | AAOI | Murry Stefan J. | CFO | S - Sale | $31.55 | -4,000 | 289.0K | -1% | -$126.2K |
| 2025-12-12 | 2025-12-11 | AAOI | Murry Stefan J. | CFO | G - Gift | $0.00 | -1,000 | 287.0K | -0.3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2025-12-10 | S | D | 1,000 | $35.00 | 287,971 | D | — | — | (F2) These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2025. The shares were sold in multiple transactions at actual sale prices of $35.00 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction. |
| 2 | Common | Common Stock, $.001 par value | 2025-12-10 | S | D | 3,000 | $30.40 | 288,971 | D | — | — | (F1) These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2025. The shares were sold in multiple transactions at actual sale prices ranging from $30.00 to $30.51 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction. |
| 3 | Common | Common Stock, $.001 par value | 2025-12-11 | G | D | 1,000 | $0.00 | 286,971 | D | — | — |