Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2026-03-05 00:00:00 ET · period of report 2026-03-05 · accession 0001683168-26-001538 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-03-05 | 2026-03-05 | AAOI | BLACK RICHARD B | Dir | S - Sale | $95.00 | -3,231 | 164.4K | -2% | -$306.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2026-03-05 | S | D | 3,231 | $95.00 | 164,363 | I By Trust | — | — | (F1) The shares were sold by The Richard B. Black Revocable Trust U/A Dtd. Aug 31, 1998; Richard B. Black TTEE, to which the reporting person contributed 10,231 shares of common stock on February 19, 2024, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect. The shares were sold in multiple transactions on March 05, 2026 at actual sale price of $95.00 per share. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction. The shares were held by the reporting person in a revocable living trust of which the reporting person is the trustee and beneficial owner. |