Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2026-03-10 00:00:00 ET · period of report 2026-03-06 · accession 0001683168-26-001655 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-03-10 | 2026-03-06 | AAOI | Chen Min-Chu (Mike) | Dir | S - Sale | $97.00 | -2,500 | 20.0K | -11% | -$242.5K |
| 2026-03-10 | 2026-03-09 | AAOI | Chen Min-Chu (Mike) | Dir | S - Sale | $108.72 | -8,835 | 169.3K | -5% | -$960.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2026-03-06 | S | D | 2,500 | $97.00 | 20,000 | I By Spouse | — | — | (F1) Held directly by Yuh-Mei Chung, the spouse of Min-Chu (Mike) Chen. Mr. Chen disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein |
| 2 | Common | Common Stock, $.001 par value | 2026-03-09 | S | D | 8,835 | $108.72 | 169,300 | D | — | — | (F2) The shares were sold in multiple transactions at actual sale prices ranging from $105.50 to $110.20 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the transaction. |