Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2026-06-16 16:52:09 ET · period of report 2026-06-12 · accession 0001683168-26-004882 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-06-16 16:52 | 2026-06-12 | AAOI | Yeh Shu-Hua (Joshua) | *** See Remarks | F - Tax | $172.78 | -23.4K | 429.0K | -5% | -$4.04M | |
| 2026-06-16 16:52 | 2026-06-12 | AAOI | Yeh Shu-Hua (Joshua) | *** See Remarks | S - Sale | $166.53 | -28.8K | 400.2K | -7% | -$4.80M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2026-06-12 | F | D | 23,397 | $172.78 | 429,033 | D | — | — | (F1) Consists of shares withheld to satisfy applicable tax withholding obligations. |
| 2 | Common | Common Stock, $.001 par value | 2026-06-12 | S | D | 28,826 | $166.53 | 400,207 | D | — | — | (F2) The shares were sold in multiple transactions on June 12, 2026, at sale prices ranging from $163.78 to $171.8 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction. |