Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2026-08-20 16:16:56 ET · period of report 2026-08-18 · accession 0001683168-26-006634 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| T | 2026-08-20 16:16 | 2026-08-18 | AAOI | Yeh Shu-Hua (Joshua) | *** See Remarks | S - Sale | $147.73 | -6,000 | 377.5K | -2% | -$886.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2026-08-18 | S | D | 6,000 | $147.73 | 377,498 | D | — | — | (F1) These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 19, 2026. The shares were sold in multiple transactions at actual sale prices ranging from $145.00 to $150.99 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction. |